Management Liability

D&O For Publicly Traded Companies

Private and Public companies face increasing challenges and hostility to their existence. Now they also have an easy and affordable way to achieve peace-of-mind. Rockwood is contracted with carriers that offer flexible, cost-effective packages designed to address an array of management and professional liability risks. Plan trustees should have the peace of mind that they’re coverage is from a carrier with the expertise, financial strength and stability to be there through any market cycle and Rockwood can help ensure that happens.

Policy Highlights

  • Broad definition of insureds
  • Expanded definition of claims
  • Multiple carve-backs for insured versus insured
  • Loss includes punitive or exemplary damages
  • *Limits up to $10 million


  • Biotechnology companies
  • High Technology companies
  • Small-capitalized companies inclusive of NASDAQ, OTC Bulletin Board and pink sheet traded companies
  • Companies completing an initial public offering (IPO)
  • Up to $5 billion in market capitalization

Coverage Enhancements Available

  • For-Profit outside directorship liability coverage
  • Additional benefit for using panel council members

Cyber Liability and International Liability Insurance Coverage now available!

Rockwood staff can assist you in securing international liability insurance with coverage options such as: Voluntary Compensation Benefits, Contingent Employers Liability, Executive Assistance Services including Repartriation, Contingent Auto Coverages and Accidental Death Dismemberment/ Medical coverage.

We are sensitive to the ever-changing exposures facing organizations including Cyber liability. Rockwood offers competitive quote options including:

  • Coverage to notify every donor, client, customer, and/ or vendor of a breach of your system that may have compromised confidential information
  • Coverage for the cost to provide credit monitoring and/ or forensic analysis to those impacted by the cyber attack
  • Coverage for allegations stemming from the privacy breach
  • Coverage for the cost incurred from the violations of privacy regulations

Our staff can access highly-rated insurance carriers in order to provide some of the best coverage options available in the insurance industry today!



Underwriting Staff

Mark Lann
Executive Vice President